Master File No. 2:12-cv-00281-VEH
If you are a broker, bank, or other nominee that purchased or otherwise acquired Walter Energy, Inc. (“Walter Energy”) common stock (CUSIP for Walter Energy common stock during the period is 93317Q105) at any time during the period beginning on and including April 20, 2011 through and including September 21, 2011, for the beneficial interest of a person or entity other than yourself, THE COURT HAS DIRECTED THAT, WITHIN TEN (10) CALENDAR DAYS OF YOUR RECEIPT OF THIS NOTICE, YOU DO ONE OF THE FOLLOWING:
If you are providing a list of names and addresses to the Claims Administrator:
If you are mailing the Notice Packet to beneficial owners:
If you elect to mail the Notice and Proof of Claim to beneficial owners yourself, additional copies of the Notice and Proof of Claim may be requested via email to info@WalterEnergySecuritiesLitigation.com. If you are providing the Notice and Proof of Claim to beneficial owners, the mailing must be completed within ten (10) calendar days of your receipt of the Notice and Proof of Claim from the Claims Administrator.
You must also send a statement to the Claims Administrator at the address above confirming that the mailing was made, and you must retain your mailing records for use in connection with any further notices that may be provided in the Action. Failure to timely forward the Notice and Proof of Claim to beneficial owners may affect their legal rights.
If you are filing electronic claims:
A nominee may also submit a Proof of Claim Form on behalf of multiple clients who are beneficial owners by using the links below.
Click here to download the Proof of Claim Form.
Click here to download a properly formatted spreadsheet for submitting your transactions.
You may upload your master Proof of Claim Form and completed spreadsheet online here.
If you are NOT a Nominee please click here to upload your Proof of Claim Form.